Regulations, Laws and Guidelines Affecting Louisiana Dental Practices
Adverse Reactions
Advertising
Americans with Disabilities Act
Antibiotic Prophylaxis
Antibiotics, Effect on Oral
Contraceptives
Antitrust
Chemical Dependency
Child Abuse
Cleft Lip / Cleft
Palate (Insurance Coverage)
Closing a Dental Practice
Consumer Credit
Dental Fairness Act
Dental Handpiece Sterilization
and Disinfection
Dental Service Contractors Law
Dentist-Patient Relationship
(Termination)
Drug License Registration
Emergency Care: The Good
Samaritan Act
Employee Hiring
Employer Poster Requirements
Fee Splitting
Freedom of Choice
General Anesthesia: Health Plan
Coverage
Hazardous Waste Disposal and
Transportation
HIPPA
HIV/HBV (Infectious Diseases)
HIV Informed Consent Form
HIV Test Result Disclosure
HIV Positive Dentists
Infection Control
Informed Consent
Insurance
Insurance Claims
Jury Duty
Limited Liability for Providers
of Free Care
Medical Malpractice
Medical Records
Medical Waste Disposal
National Practitioner Data Bank
National Provider Identifier (NPI)
OSHA
OSHA Consultation Service
Ownership of Deceased or
Disabled Dentist's Practice
Patient's Compensation Fund
Peer Review Immunity
Prescriptions
Radiograph Equipment
Registration
Sales Tax Exemption on Dental
Materials
Sharps Disposal by Mail
Silent PPOs
State Board of Dentistry
Unique Physician Identification
Number
Unemployment Compensation
Usual and Customary Fee
Disclosure
Workers' Compensation
The specific wording for Louisiana laws can be found at
http://www.legis.state.la.us/
(Click on Louisiana Laws)
(Information on laws
and regulations is provided as a service to members of the
Louisiana dental profession and is presented for informational purposes
only.
This information is not offered as legal advice, nor is it intended to be a
substitute for
legal advice. Although the LDA has made reasonable, diligent efforts to
ensure the accuracy of the content herein and will update information as
promptly as possible,
laws and regulations cited in this section may occasionally change. The LDA
makes
no warranties as to content accuracy and is not responsible for any loss,
actual or potential, resulting from reliance on this guide. If you have
specific legal questions concerning your circumstances, please consult your
own legal counsel. General questions about federal laws should be directed
to the American Dental Association, and general questions about Louisiana
laws should be directed to the appropriate state, parish or municipal
authority.)
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ADVERSE REACTIONS
The Food
and Drug Administration encourages all health care providers to report
serious, adverse reactions and product defects associated with medications,
devices and nutritional products to their department through their MEDWATCH
reporting system. Submit a voluntary report on Form #3500, or report by
phone, fax or Internet via the numbers and web address below. The FDA also
publishes a guide for health care providers, The FDA Desk Guide for
Adverse Events and Product Problems. For more information, contact the
FDA at: 800-FDA-1088, 800-FDA-0178 (FAX) or
www.fda.gov/medwatch
ADVERTISING
Laws
regulating advertising are a part of the Louisiana State Dental Practice
Act. Refer to Louisiana Revised Statutes 37:774–776 and Rule 301 of the
Rules and Regulations of the Louisiana State Board of Dentistry (LSBD). All
the rules and regulations as well as the Laws of the State of Louisiana
Governing the Practice of Dentistry—commonly known as the Dental Practice
Act—are included in a booklet published by the LSBD. Dental licensees
receive the booklet along with their license renewal. For additional copies,
contact:
Louisiana
State Board of Dentistry, One Canal Place, Suite 2680, 365 Canal Street, New
Orleans, LA 70130, 504-568-8574, www.lsbd.org
AMERICANS WITH DISABILITIES ACT
This
federal law protects disabled persons from discrimination in employment,
hiring, transportation, access to public facilities and services and
telecommunications. Title III of the ADA prohibits discrimination against
hearing-impaired individuals in public places, including dental offices.
Health care providers can be required to furnish interpreters for hearing
impaired patients at no cost to them, if doing so is necessary to achieve
equal and effective communication.
The law also prohibits discrimination in services, including dental care, to
persons with physical or mental disabilities, which many courts have held to
include HIV infection. Under the ADA, a person with a physical or mental
impairment that substantially limits a major life activity is considered
disabled, as well as a person wit a record of having such impairment and a
person who is regarded as having such impairment.
For
more information on dentists’ obligations under the Act, call: U.S. Justice
Department Information Line, 800-514-0301, ADA Technical Assistance,
800-949-4ADA, www.adata.org
ANTIBIOTIC PROPHYLAXIS
In 1997, the American Heart Association issued new guidelines for dentists
and physicians treating patients at risk for bacterial endocartitis. The key
points include:
• In most cases, endocartitis is not attributable to invasive procedures.
• Cardiac conditions are stratified into risk categories based on potential
outcome if endocartitis develops.
• Procedures that cause bacteremia and for which prophylaxis is recommended
are more clearly specified.
• An algorithm was developed to more
clearly define when prophylaxis is recommended for patients with mitral
valve prolapse.
• For oral/dental procedures, the initial amoxicillin dose is
reduced to 2g, a follow-up antibiotic dose is no longer recommended,
erythromycin is no longer recommended for penicillin-allergic individuals,
but clindamycin and other alternatives are offered.
A complete
summary of the guidelines is available in the August 1997 issue of JAMA.
A copy of the American Heart Association’s complete recommendations is
available by phone or online at: 800-242-8721 or
www.americanheart.org/presenter.jhtml?identifier=1729
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ANTIBIOTICS, EFFECT ON ORAL CONTRACEPTIVES
Women of childbearing age should be aware of possible reduced efficiency of
oral contraceptives during antibiotic therapy. They should be advised to use
additional contraceptives during the antibiotic usage and to consult their
physicians about the possibility of higher doses of oral contraceptives. The
patient should sign a form attesting to her knowledge of this situation, and
the form should be kept in the patient’s treatment record.
ANTITRUST
Dentists should be aware of the civil and criminal implications of
collective negotiation and other group
activity, particularly in the context of dealing with managed care plans.
For general information or assistance with specific issues related to
antitrust laws, contact the ADA Department of Legal Affairs at
800-621-8099. Or, you can check ADA Online for antitrust information related
to managed care at:
http://www.ada.org/members/advocacy/issues/antitrust.asp
CHEMICAL DEPENDENCY
According
to the American Dental Association’s
Principles of Ethics and Code of Professional Conduct, it is unethical
for dentists to practice while abusing controlled substances, alcohol or
other chemical agents which impair their ability to practice dentistry.
Additionally, if a dentist has firsthand knowledge that a colleague is
practicing dentistry while so impaired, he/she has an ethical responsibility
to report evidence to the dental association’s professional assistance
committee. The LDA has established the Dentists’ Well-Being Advisory
Committee to help the dentist, his/her family or other concerned parties
into treatment for chemical dependency. This committee is bound to handle
all inquiries in strict confidence. Contact the LDA at 800-388-6642
or 225-926-1986 or e-mail: info@ladental.org
CHILD ABUSE
According
to Louisiana Revised Statute 14:402-403.4, a “mandatory reporter” of child
abuse includes any individual who provides health care service. This
includes dentists and their staffs. Any “mandatory reporter” who has cause
to believe that a child’s physical or mental health is endangered due to
abuse or neglect shall report to either the local child protection unit or
to the local or state law enforcement agency. Any person who makes a report
in good faith and cooperates in any investigation is immune from civil or
criminal liability, except when the reporter is an alleged principal,
conspirator or accessory to any abuse, or the report is knowingly false or
submitted with reckless disregard for the truth.
The Louisiana Children's Code, Article 609,
A.(2) states the following: "Violation of the duties imposed upon a
mandatory reporter subjects the offender to criminal prosecution authorized
by R.S. 14:403(A)(1)."
For more information,
contact: Prevent Child Abuse Louisiana, 733 East Airport Avenue, Suite 101,
Baton Rouge, LA 70806, 800-348-KIDS, 225-925-9520,
www.pcal.org or e-mail:
info@pcal.org
CLEFT LIP / CLEFT
PALATE INSURANCE COVERAGE
Louisiana law requires certain insurance
policies to provide coverage and certain benefits for the medical condition
of cleft lip and cleft palate. Title 22 of the Louisiana Revised Statues,
§215.8 requires any
hospital, health, or medical expense insurance policy, hospital or medical
service contract, employee welfare benefit plan, health and accident
insurance policy, or any other insurance contract of this type, including a
group insurance plan, and a self-insurance plan that provides medical and
surgical benefits which is delivered, issued for delivery or renewed in this
state on or after January 1, 1998, shall include coverage for the treatment
and correction of cleft lip and cleft palate. Such coverage shall also
include benefits for secondary conditions and treatment attributable to that
primary medical condition.
For more information on the benefits
included with cleft lip or cleft palate insurance coverage, contact the LDA at
800-388-6642, 225-926-1986 or e-mail: info@ladental.org
CLOSING A DENTAL
PRACTICE
The ADA developed a brochure titled
"Closing A Dental Practice: A Guide
for the Retiring Dentist or Surviving Spouse." Download this
brochure for information on managing patient records, dismissing staff,
disposing of equipment and supplies and necessary notifications. The
information also contains sample letters and tips on ways to close a
dental practice at retirement or in the event of a dentist's long-term
illness or death.
CONSUMER CREDIT
According
to Louisiana Revised Statutes 9:3563-3567, any person engaged in consumer
credit sales or consumer loans or person who takes assignments of and
undertakes direct collection of payments from or enforcement of rights
against debtors arising from these sales or loans shall file notification
with the Commissioner of Financial Institutions within 30 days after
commencing business within the state, and no later than April 1 of each
calendar year thereafter. An entity with consumer credit sales of $500,000
or less in the preceding year must remit a $75 fee with the notification. If
the notification and fee have not been received by April 15, the entity is
subject to a $50 late fee; thereafter, an entity is subject to forfeiture of
credit privileges if the notification, fee, and late fee are not received by
May 30. Notification and fee filing are not required by Louisiana licensed
lenders or by any person whose only act of extending credit is the making of
a sale to a consumer by honoring a credit card issued by a supervised
financial organization, where such seller receives payment for the sale from
the credit card issuer and retains neither interest in the extension of
credit, nor a right of recourse against the buyer in the event of
non-payment of the account. For more information, call: Office of Financial
Institutions, Consumer Credit Division, P.O. Box 94095, Baton Rouge,
LA 70804-9095 or 225-925-4660.
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DENTAL FAIRNESS ACT
Louisiana
law prohibits discrimination against dental care services under specific
circumstances. Louisiana Revised Statute 22:213.1 provides that payment for
health care services shall not be denied under a policy, contract or other
document providing for the payment of health care treatment procedures if
the services are rendered by a licensed dentist if the following two
conditions are met:
1. The health
care services would be covered if provided by a person licensed to engage in
the practice of medicine and surgery, and
2. The health
care services can be lawfully performed within the scope of practice of a
licensed dentist.
For more information on the Dental Fairness Act, contact the LDA at
800-388-6642, 225-926-1986 or e-mail: info@ladental.org
DENTAL HANDPIECE
STERILIZATION &
DISINFECTION
The Centers
for Disease Control recommends that dental instruments that can withstand
high temperatures should be sterilized: (1) in a steam autoclave, (2) with
dry heat in an oven-like environment, or (3) using chemical vapor. All
others should be scrubbed clean and sterilized/disinfected in chemical
solutions. Use disinfection procedures on surfaces and equipment that cannot
be removed for sterilization. They include counter tops, drawer handles,
x-ray unit heads and light handles. The CDC publication Recommended
Infection-Control Practices for Dentistry is included in the booklet
published by the Louisiana State Board of Dentistry and may be downloaded
via: Division of Oral Health, Centers for Disease Control, 770-488-6055 or
http://www.cdc.gov/
DENTAL SERVICE CONTRACTORS
LAW
Louisiana
Revised Statutes 22:1511 states that “No person shall act as or hold himself
out to be a dental service contractor in this state, unless that person has
qualified and has been issued a certificate of authority as a domestic
insurer or has been admitted to transact business in this state and issued a
certificate of insurance as a foreign or alien insurer under this Title...
Every dental service contractor operating in this state shall be regulated
by the commissioner as a domestic or foreign health and accident insurer and
shall meet all of the requirements established by this Title applicable to
health and accident insurers, including all capital, surplus and deposit
requirements. For purposes of regulation, a contract between a dental
service contractor and a subscriber shall be considered a health and
accident insurance policy, and the subscriber shall be considered a
policyholder...”
DENTIST-PATIENT
RELATIONSHIPS (TERMINATION)
These basic guidelines should be considered when terminating dentist-patient
relationships:
1. Dental treatment in progress must either be completed so the patient’s
health will not be jeopardized or the patient should be referred to another
qualified dentist or specialist;
2. Before terminating a dentist-patient relationship, a dentist should
seek advice from an attorney and/or malpractice insurance carrier;
3. To end this relationship, the dentist should send the patient a written
notification via certified mail, return receipt requested. The notice to the
patient should include the date the relationship will end (allowing
reasonable notice), suggestions on how to find another dentist, an offer to
forward the patient’s records to a new dentist, an offer to provide
emergency care for a reasonable period of time, and a statement of the
current status of care and future need for treatment; and
4. AIDS or HIV positive diagnoses are typically not valid reasons for
termination.
For more
information, visit
www.ada.org for more
information on business and practice management employment issues.
DRUG LICENSE REGISTRATION
For a
license to write prescriptions in Louisiana, contact the LA Department of
Health and Hospitals, Controlled Dangerous Substances Section, P.O. Box
3767, Baton Rouge, LA 70802 or 225-342-9404.
After completing your application, return it along with a $20 check to the
above address. You should also include a copy of your dental license which
shows the date of expiration. You will then be assigned a Controlled Dangerous Substances
(CDS) number. You should then request a copy of Form 224 (Form 224a for
renewals) from the Federal Drug Enforcement Administration. Forms are
available online at
www.deadiversion.usdoj.gov/drugreg/reg_apps/index.html.
Return the
form to the DEA with the $390 registration fee. For more registration
information, contact the DEA field office:
Registration Unit of the U. S. Department
of Justice
Federal Drug Enforcement Administration
3838 North
Causeway Blvd., Suite 1800
Three
Lakeway Center
Metairie,
LA 70002
504-840-1063 or
888-514-7302
For
general information, call the DEA at 800-882-9539.
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EMERGENCY CARE: THE GOOD SAMARITAN ACT
Louisiana
Revised Statutes 37:1731 (D) provides that “No dentist licensed under the
provisions of Chapter 9 of this title, who in good faith gratuitously
renders emergency care or services at the scene of an emergency, except in a
licensed dental office or public or private hospital, to a person or persons
in need thereof, shall be liable for any civil damages as a result of any
act or omission by such person in rendering the care or services or as a
result or any act or failure to act to provide or arrange for further dental
care or treatment or care for the person involved in the emergency.”
EMPLOYEE HIRING
The
Immigration Reform and Control Act of 1986 affects all employers, regardless
of the number or national origin of persons employed. The IRCA requires all
employers to complete an Employment Verification Form I-9 for every new
employee hired after November 6, 1986. For these forms, contact the INS at: Immigration
and Naturalization Services,
800-870-3676, www.ins.usdoj.gov
Employers
must have federal and state tax identification numbers to report employee
wages and to remit payroll taxes. For your Federal Employer Identification
Number (EIN), call: Internal
Revenue Service (IRS) at
800-829-1040 or www.irs.ustreas.gov
Information
on a state employer identification number is available at: LA
Department of Revenue and Taxation,
225-219-7318,
http://www.rev.state.la.us/
EMPLOYER POSTER REQUIREMENTS
State and
federal laws require employers to display certain posters. Below is a list
of state-required posters distributed by the Louisiana Department of Labor,
available at any statewide Job Service Office:
1. Notice
to Workers regarding Unemployment Insurance Benefits (LDET-ES
74)
2.
Louisiana Minor Labor Law Placard (if employing anyone age 17
or younger)
3. Notice
of Compliance to Employees
4. Sickle
Cell Anemia (If employing 15 or more
people), Civil Rights Bureau, Department of Social Services, 225-342-2700
5.
Smoking
6.
Out-of-State Motor Vehicles
7. Fair
Employment and Age Discrimination
The federal
government requires the following posters:
1.
Minimum Wage, WH Publication 1088 (required for all businesses subject to
the Fair Labor Standards Act). Obtain this poster from the U. S. Department
of Labor, Wage and Hour Division, by calling 504-589-6171 or visiting
http://www.dol.gov/osbp/sbrefa/poster/main.htm
2.
Employee Polygraph Protection Act. Obtain this poster from the U. S.
Department of Labor, Wage and Hour Division, by calling 504-589-6171 or
visiting
http://www.dol.gov/osbp/sbrefa/poster/main.htm
3. Job Safety
and Health Protection, OSHA 2203. Obtain this poster from the Federal OSHA
Office by calling 225-389-0474
4. Family
and Medical Leave Act, WH Publication 1420 (for employers with 50 or more
employees). Obtain this poster from the U. S. Department of Labor, Wage and
Hour Division, by calling 504-589-6171 or visiting
http://www.dol.gov/osbp/sbrefa/poster/main.htm
5. Equal
Employment Opportunity (for employers with 20 or more employees). Obtain
this poster from the EEOC office by calling 800-669-3362 or visiting
http://www.dol.gov/osbp/sbrefa/poster/main.htm
6.
Genetic Information and Privacy. For more
information on posters required by state and federal law, visit
http://www.laworks.net/Forms/er/EmployerHandbook.pdf
FEE SPLITTING
Louisiana
Revised Statute 37:776 prohibits fee splitting, although it does not forbid
licensed dentists from practicing in a partnership or professional
corporation and sharing professional fees, nor does it forbid a licensed
dentist from employing another licensed dentist. Any acceptance, sharing or
division of dental fees by a dentist under suspension or revocation shall be
sufficient cause for the State Board of Dentistry to withhold the
reinstatement of his/ her dental license until the Board determines he/she
has been fully rehabilitated. For more information, contact:
Louisiana
State Board of Dentistry
One Canal
Place, Suite 2680
365 Canal
Street
New
Orleans, LA 70130
504-568-8574
www.lsbd.org
FREEDOM OF CHOICE
Louisiana
Revised Statutes 22:1513 states that “no health insurance policy or employee
benefit plan delivered in the State of Louisiana shall prevent any person
who is a party to or beneficiary of any such health insurance policy or
employee benefit plan from selecting the dentist of his choice to furnish
the dental care services offered by the policy or plan, or interfere with
such selection.” However, the courts have held that ERISA, the federal
statute governing self-insured employee benefit plans, preempts state
“any-willing-provider laws.”
For more information, download the
Freedom of Choice: The Law is on Your Side
fact sheet or e-mail the LDA at
info@ladental.org.
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GENERAL ANESTHESIA: HEALTH PLAN COVERAGE
Under Louisiana Revised Statute 22:228.7, health care plans issued,
delivered or renewed in Louisiana after January 1, 1998, are required to
provide benefits for anesthesia rendered in a hospital setting and for
associated hospital charges when the mental or physical condition of the
insured necessitates that dental treatment be rendered in a hospital
setting. In determining whether performing dental procedures under general
anesthesia is appropriate for a patient, dentists are required to consider
as utilization standards the Indications for General Anesthesia as
published in the reference manual of the American Academy of Pediatric
Dentistry (AAPD). Coverage will not apply to treatments rendered for TMJ.
Insurers may apply the following restrictions:
·
Coverage to include only procedures performed by dentists who have hospital
privileges.
·
Coverage to include only procedures performed by pediatric dentistry
specialists or fully accredited specialists in a recognized dental specialty
for which hospital privileges are granted.
·
Prior authorization required in the same manner as for other covered medical
conditions.
The LDA has prepared a packet of complete information about the law,
including form letters that may be sent to insurers who do not appear to be
complying fully with the law. To obtain a packet, contact the LDA at
800-388-6642, 225-926-1986 or e-mail:
info@ladental.org
HAZARDOUS WASTE DISPOSAL AND TRANSPORTATION
Medical
waste from health care facilities must be treated in a way that destroys its
potential for causing disease, prior to disposing it in a landfill.
Acceptable treatment methods may include incineration, steam sterilization
(or autoclaving), and chemical disinfection. Waste that has been treated but
is still recognizable as medical waste (for example, waste that has been
autoclaved which is still in a red bag or sharps container) must be labeled
with the name of the facility that generated it, the type of treatment
method used, and the name or initials of the person in charge of treatment.
Disposal of medical waste must be in accordance with all federal, state, and
local regulations.
Except for
small quantities, potentially infectious medical wastes can be transported
off the site where they were generated only by transporters permitted by the
State Health Officer. Small quantity generators, including dentists’
offices, may transport small quantities of properly packaged and labeled
wastes to approved large quantity generators, permitted storage facilities,
or permitted treatment facilities without meeting the requirements for
transport and treatment that large quantity generators must meet.
Transportation of potentially infectious waste (except by small quantity
generators) is governed by Section 27:023 of the regulations.
To avoid
violating federal regulations and facing severe penalties, call: Department
of Environmental Quality, 225-765-0355, www.deq.state.la.us
HIPAA (Health Insurance Portability and Accountability Act)
This federal law restricts the use of patient information and imposes
standards for electronic transmission of health information. Dentists who
utilize electronic transactions in their practices must comply with the
provisions of HIPAA. Members may purchase a HIPAA Privacy Kit through the
ADA by calling (800) 621-8099, and other HIPAA compliance tips can be
found at www.ada.org.
HIV/HBV (INFECTIOUS DISEASES)
Under
Louisiana Revised Statute 37:1747, each board licensing health care
providers must establish administrative rules on practice requirements based
on CDC guidelines to protect the public against the transmission of
Hepatitis B or the HIV virus.
HIV Informed Consent Form
Upon
receipt of written informed consent of patients, health care providers may
test them for HIV. For a copy of Test for HIV Infection Written Informed
Consent Form, contact:
Louisiana Department of Health and Hospitals
Office of
Public Health – HIV/AIDS Program
234 Loyola
Avenue, 5th Floor
New
Orleans, LA 70112
504-568-7474
E-mail:
hivweb@dhh.state.la.us
http://www.oph.dhh.state.la.us/HIVAIDS/index.html
HIV Test Result Disclosure
With few
exceptions for special circumstances, a health care provider must have a
patient’s written permission to release information on test results. The
provider should review the release form with the patient to ensure that the
patient understands the form’s content and purpose. If that patient is
illiterate or does not read or speak English, an appropriate translator
(i.e., interpreter for the deaf, blind, foreign language, etc.) must be
furnished. In order to comply with the privacy regulations of HIPAA (the
Health Insurance Portability and Accountability Act), it is recommended that
a consent form for the release of information should state the following:
· the
purpose of the disclosure;
· the
patient’s right to review the health care provider’s privacy notice; and
· an
explanation of the process by which the patient may revoke or request
restrictions on the consent to disclosure.
The signed
release form should be dated and kept on file by the health care provider
for at least six years. The patient may cancel permission to release results
at any time, except when the information has already been released.
HIV Positive Dentists
Under
Chapter 12 of the Rules of the Louisiana State Board of Dentistry (LSBD),
any dental health care provider who is seropositive for HBV, HCV or HIV, and
who in the course of practice may perform or participate in an
exposure-prone procedure, must properly report their status and receive
authorization from a board-appointed expert review panel before they may
perform any exposure-prone procedures. Such reports are completely
confidential, except as may be necessary to investigate or prosecute
suspected violations.
Under the
American Dental Association’s Principles of Ethics and Code of
Professional Conduct, any dentist
who becomes impaired in any way is urged to seek medical advice and
treatment from a qualified professional and to limit his/her practice
activities to areas that will not endanger patients or dental staff. For more
information, contact:
Louisiana
State Board of Dentistry
One Canal
Place, Suite 2680
365 Canal
Street
New
Orleans, LA 70130
504-568-8574
www.lsbd.org
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Infection Control
The
Centers for Disease Control has issued universal precautions advising health
care providers to use the same protective measures which would prevent the
transmission of the AIDS virus or other infectious disease with all
patients. These precautions include:
· Wearing
gloves, masks and protective eyewear.
· Washing
hands before and after each treatment.
· Changing
gloves after each patient.
· Disposing
of needles and other sharp items in special containers.
· Properly
disposing of waste items and contaminated material.
HIV
infection alone does not justify the limiting of professional duties or
automatically mandate disclosure, unless the dental health care worker poses
a risk of transmitting infection through non-compliance with universal
precautions, a lack of infection control competence or shows signs of
functional impairment.
The CDC
publication Recommended Infection-Control Practices for Dentistry is
included in the booklet published by the Louisiana State Board of Dentistry
and may be ordered or accessed online through the Centers for
Disease Control - Division of Oral Health, 770-488-6054, or 888-CDC-FACT
(232-3228) for automated information or
http://www.cdc.gov/
INFORMED CONSENT
Under
Louisiana Revised Statute 40:1299.131, a dentist must receive consent for
any dental treatment after the patient has been informed in general terms of
the nature and purpose of the dental treatment and the risks of death, brain
damage, quadriplegia, paraplegia, loss or loss of function of an organ or
limb, or disfiguring scars associated with specific dental treatment. The
patient must be given an opportunity to ask questions about the treatment
and have them answered satisfactorily. The dentist has the responsibility of
obtaining written informed consent of a patient, but this responsibility may
be delegated to a lay or professional employee of a hospital or dental
office. For more information, contact your malpractice insurer carrier or
the LDA at
800-388-6642, 225-926-1986 or e-mail:
info@ladental.org
INSURANCE
The LDA
sponsors the following types of insurance coverage through its
administrator, Gilsbar, Inc.:
· Major
Medical
· Business
Overhead Expense
· Personal
Accident
· Term life
· Disability
Income
· In-Hospital
Indemnity
· Medicare
Supplement
· Long Term
Care
For more
detailed information call: Gilsbar,
Inc. at
800-445-7227
Through its
subsidiary, Louisiana Dental Services, Inc. (LDS), the LDA endorses a professional
liability insurance program. For more information, call The Medical
Protective Insurance Company at
800-344-1899. LDS also endorses
Robert Ellis & Associates
for Business Office Protection insurance. If you would like new or different
quotes on your business property insurance, please contact your LDA Account
Manager Stormy Blair, Robert Ellis & Associates,
1-888-503-5547 or sblair@ellis4u.com.
For dental insurance, the LDA endorses Crescent Dental Plans®, a group
dental benefits program. Call
1-888-503-5547 for more information about Crescent Dental
Plans®, offered through the LDA/LDS subsidiary, Professional Dental Plans,
Inc.
INSURANCE CLAIMS
Chapter 1
of Title 22 of the Louisiana Revised Statutes §§250.31 through 250.37
provides specific time limits for payment
of health insurance claims and provides for monetary penalties against any
insurer who fails to pay claims promptly. The law does not apply to the
State Employees Group Benefits Program, however.
When a health care provider submits an electronic claim, the insurer must
pay the claim within 25 days from the date of transmittal.
When a provider submits a non-electronic claim, under a contract, the
insurer must pay the claim within 45 days from the date of transmittal. If
the claim is submitted more than 45 days after the date of service, or if
the provider has had to resubmit a claim that was incomplete, the insurer
must pay the claim within 60 days from the date of transmittal of a correct
claim form.
When a provider submits a non-electronic claim without a contract, the
insurer must pay the claim within 30 days.
An insurer who fails to pay a claim within these specified time periods is
liable for “a late payment adjustment equal to one percent of the amount
due.” If more than 25 days pass from the date payment was due, the insurer
must pay “an additional late payment adjustment equal to one percent of the
unpaid balance due for each month or partial month that such claim remains
unpaid.”
Click here to obtain a copy of the LDA information sheet,
Prompt Payment of
Insurance Claims, or e-mail the LDA at info@ladental.org.
JURY DUTY
Louisiana
Revised Statute 23:965 requires employers to provide to employees a paid
leave of absence from work (up to one day) for jury duty, without loss of
sick or vacation leave or any other benefits. It prohibits an employer from
discharging an employee, without cause, who has been called to serve on jury
duty.
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LIMITED LIABILITY FOR PROVIDERS OF FREE CARE
Louisiana
Revised Statutes 9:2799.5 limits the civil liability of health care
providers for gratuitously rendered care to instances of gross negligence or
willful or wanton misconduct. For providers to enjoy this limited liability,
the treatment must be rendered: (1) in a community health care clinic, or
(2) in the provider’s office pursuant to an arrangement with a community
health care clinic and for a patient who has been screened by the community
health care clinic and found to be financially eligible to receive
gratuitous services. Under this statute, a patient’s financial eligibility
is defined generally as having no access to health care benefits through a
public entitlement program for the treatment rendered. In other words, the
patient must not be eligible for Medicaid, Medicare, LaCHIP, etc. Most
community health care clinics also require that the patient may not have
private insurance coverage.
In
addition, either at the time of the initial screening or at the time health
care services are provided, the clinic or provider must give the patient
written notice of the limitation of liability and conspicuously post a
similar notice of the limitation of liability for patients to see.
More
detailed information is available in the
LDA information sheet, Limited Liability for Gratuitous Provision of
Health Care Services. To obtain a copy, contact the LDA at
800-388-6642, 225-926-1986 or e-mail:
info@ladental.org
MEDICAL MALPRACTICE
Louisiana
Revised Statutes 40:1299.41, the Louisiana Medical Malpractice Act, defines
malpractice as “any unintentional tort or any breach of contract based on
health care or professional services rendered, or which should have been
rendered, by a health care provider, to a patient, including failure to
render services timely and the handling of a patient, including loading and
unloading of a patient, and also includes all legal responsibility of a
health care provider arising from acts or omissions in the training or
supervision of health care providers, or from defects in blood, tissue,
transplants, drugs and medicines, or from defects in or failures of
prosthetic devices, implanted in or used on or in the person of a patient.”
According
to Louisiana Revised Statues 9:5628, “no action for damages for injury of
death against any physician, ... dentist, ... hospital duly licensed under
the laws of this state, or community blood center or tissue bank as defined
in R.S. 40:1299.41(A), whether based upon tort, or breach of contract, or
otherwise, arising out of patient care shall be brought unless filed within
one year from the date of the alleged act, omission or neglect, or within
one year from the date of discovery of the alleged act, omission or neglect;
however, even as to claims filed within one year from the date of such
discovery, in all events such claims shall be filed at the latest within a
period of three years from the date of the alleged act, omission or
neglect.”
MEDICAL RECORDS
Louisiana
Revised Statute 40:1299.96 requires health care providers to furnish to a
patient or his legal representative, upon request, copies of any information
related to the patient, which the health care provider has transmitted to
any company, agency or person. The law states that the patient’s medical
records are the property and business records of the health care provider.
The law authorizes the following schedule of charges for copies requested: 1 - 25
pages: not to exceed $1 per page; 26 - 500 pages:
not to exceed
$.50 per page; over 500 pages:
not to exceed
$.25 per page; handling charge: not to exceed $15 for hospitals, nursing
homes and other health care providers and actual costs incurred for postage.
Also: x-rays, microfilm and electronic and imagin media, upon payment of
reasonable reproduction costs and a handling charge of $20 for hospitals;
$10 for other health care providers. The health
care provider must comply with requests in at least 15 days. Any
court-ordered records will require the health care provider to pay
reasonable expenses and attorneys fees. Access to records may be denied only
if the knowledge of the information would be harmful to the health or
welfare of the patient or any other person.
Medical records should be
retained for a minimum of six years from the date of last treatment. Graphic
matter, images, x-ray films, and such data should be retained for three
years, unless the patient requests a longer period in writing.
MEDICAL WASTE DISPOSAL
The Office
of Public Health regulates the management and disposal of medical waste,
infectious waste and potentially infectious biomedical waste. Among the
requirements of the Sanitary Code (Title 40 of the Louisiana Revised
Statues), is the requirement that used sharps be encased so as not to
produce injury. A copy of the Sanitary Code on Management of Refuse,
Infectious Waste, Medical Waste, and Potentially Infectious Biomedical Waste,
Chapter XXVII, may be ordered or viewed online via:
DHH Office
of Public Health
Infectious
Waste Program
6867
Bluebonnet Blvd.
Baton
Rouge, LA 70810
225-763-5553
http://www.oph.dhh.state.la.us/sanitarianservices/infectiouswaste/index.html
NATIONAL PRACTITIONER DATA BANK
The
National Practitioner Data Bank (NPDB) contains information about dentists
and other licensed health care practitioners who have had adverse actions
taken against them with respect to their professional competence or conduct,
or who have had payments made on their behalf in response to written claims
of malpractice. The U.S. Department of Health & Human Services operates the
NPDB. Its purpose is to improve the quality of health care by encouraging
hospitals, state licensing boards and other health care entities, including
professional societies, to identify and discipline those who engage in
unprofessional behavior, and to restrict the ability of incompetent health
care practitioners to move from state to state without disclosure or
discovery of previous damaging or incompetent performance. Health care
providers also have access to the files. For more information, contact the American
Dental Association at
800-621-8099 or http://www.ada.org/
or the National Practitioner Data Bank at
800-767-6732 or
http://www.npdb-hipdb.com/
NATIONAL
PROVIDER IDENTIFIER FOR HEALTH CARE PROVIDERS
The National Provider Identifier (NPI) is a
unique, government-issued, standard identification number for individual
health care providers and provider organizations like clinics, hospitals,
schools and group practices. The government has contracted with an external
company for processing applications and developing these random 10-digit
numbers for applicants. Applications to obtain an NPI began on May 23, 2005.
Anyone who uses standard electronic
transactions, like electronic claims, eligibility verifications, claims
status inquiries and claim attachments, will be required by
federal law to start including NPIs on electronic transactions not later
than May 23, 2007. In addition, those dentists who use only
paper, voice and fax to transmit these communications may find NPIs useful
or necessary for other reasons. The ADA encourages all dentists to apply
for NPIs, particularly those using (or planning to use) electronic
transactions. The NPI has some advantages over identifiers now in use:
- Once implemented across the health
care industry, the NPI will be accepted by all dental plans as a valid
provider identifier on electronic dental claims and other standard
electronic transactions.
- Dentists will not have to maintain
multiple, arbitrary identifiers required by dental plans, nor will they
have to remember which number to use with which dental plan.
- Introduces an important element of
standardization to electronic transactions that should improve
transaction acceptance rates.
However, the NPI does not do any of the
following:
- Replace the DEA number when required
for prescribing controlled substances or other DEA-regulated activities.
- Replace state-issued licenses and
certifications verifying a provider's licensing or qualifications.
- Replace Social Security Number,
Individual Tax ID, or Employer ID for tax purposes.
Early application for and receipt of an
NPI mean your practice will be ready to submit NPI data when requested by
a patient’s health plan, a clearinghouse, your system vendor, or a fellow
health care provider who needs it for billing purposes. It is very likely
that plans will begin requesting NPIs prior to May 23, 2007, for
electronic transactions. Even if a dentist does not use electronic
transactions, it is quite likely that a health plan might require the
dentist to use an NPI on paper claims.
Applying for an NPI is free and
relatively easy: Visit
http://nppes.cms.hhs.gov, read the instructions carefully, complete
the questionnaire and submit your application. This takes about 20–30
minutes. After confirmation of your data’s receipt, you should receive
your NPI via e-mail in one to five business days. A downloadable
application form is also available. Download the application form, print,
complete and mail per the instructions. The NPPES does not accept faxed
applications. Processing of paper applications takes about 20 business
days.
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OSHA
The
Occupational Safety and Health Act was enacted in 1970 to prevent
work-related injuries, illnesses, and death. Health care professions are
primarily affected by two standards of the Act: the Bloodborne Pathogens
Standard and the Hazard Communication Standard. These standards address
specific guidelines for employee health and safety.
The
Bloodborne Pathogens Standard requires employers to formulate a written
exposure control plan, identify workers with occupational exposure to blood
and saliva, and specify protection and training for them. This plan should
be reviewed and updated regularly and made available to employees.
Guidelines for compliance with post-exposure requirements under this
standard are available at
http://www.ada.org/prof/resources/topics/osha/index.asp.
Needle safety regulations added to the Bloodborne Pathogens Standard in 2001
have little impact on dental offices; dentists are not required to adopt new
injection technologies unless they decide that a new device will be safe,
effective, and appropriate for their practice.
The Hazard
Communication Standard ensures that both employers and employees know about
chemical hazards in the workplace and how to protect themselves through
proper handling. Employers must maintain a library of Material Safety Data
Sheets (MSDS) on all hazardous materials in the workplace, or have access to
the appropriate MSDS in an emergency; check that hazardous materials are
properly labeled; train employees to handle those materials; and make a
written plan for your office available to employees.
Other OSHA
standards and guidelines address fire extinguishers, fire exits, ergonomics,
and other factors that could harm employees. Dental offices were exempted from
certain OSHA record-keeping requirements that took effect in 2002
relative to sharps injuries, work-related injuries, and illnesses. However,
OSHA and/or state agencies may still ask a dental office to keep certain
injury records. If you receive a letter from OSHA stating that a formal or
informal complaint has been received against your office, notify the LDA
immediately.
The ADA has developed a Regulatory Compliance Manual and training resources
with all necessary information for dental professionals’ compliance with
OSHA standards. To order these materials, visit
www.adacatalog.org
or call 1-800-947-4746. OSHA regulations are modified frequently, and LDA
members are urged to contact the U.S. Department of Labor with specific
questions about current OSHA standards.
You may obtain a copy of current OSHA standards from:
U. S.
Department of Labor
OSHA
Publications Office
Post Office
Box 37535
Washington,
DC 20013-7535
800-321-OSHA
http://www.osha.gov
OSHA CONSULTATION SERVICE
The
Louisiana Department of Labor, Office of Workers’ Compensation, has an OSHA
Consultation Division, which will conduct a confidential, free inspection of
dental offices upon request. A report of the inspection will be given to the
dentist, but not to OSHA. This division also provides copies of sample
Exposure Control Plans to assist providers in complying with OSHA’s
Bloodborne Pathogens Standard, as well as programs and educational material
to groups of providers. For more information, contact:
OSHA
Consultations Office
1001 North
23rd Street, Room 230
P.O. Box
94094
Baton
Rouge, LA 70804-9094
225-342-9601
OWNERSHIP OF DECEASED OR
DISABLED DENTIST’S PRACTICE
The
Louisiana Dental Practice Act, as amended in 2001, allows a spouse or
personal representative of a deceased or disabled dentist to contract with a
licensed dentist to manage the existing dental practice of the
deceased/disabled dentist for a maximum period of 24 months. The
24-month period begins once the dentist is declared legally dead, or as soon
as the spouse/personal representative files a verified copy of disability
status with the State Board of Dentistry. The law places further
restrictions on the spouse/personal representative who retains temporary
ownership of a dental practice under these circumstances. More detailed
information is available in the LDA’s information sheet, Dental Practice
Ownership by the Spouse of a Deceased or Disabled Dentist. To obtain a
copy, contact the LDA at
1-800-288-6642 or 225-926-1986 or e-mail:
info@ladental.org
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PATIENTS’
COMPENSATION FUND
Under the
Louisiana Medical Malpractice Act, a fund to pay the difference of medical
malpractice awards in excess of $100,000 and
up to $500,000, with unlimited future
medical payment, was established in 1975. Dentists may participate in the
fund by paying a surcharge through their primary medical malpractice
carrier. Self-insureds may also participate. For more information, consult
with your malpractice insurance carrier, or call the Patients’
Compensation Fund at
225-342-8784 or
http://www.lapcf.state.la.us/
PEER REVIEW IMMUNITY
Any dentist
who serves on a peer review committee or as a consultant to such committee
(established by a dental society or association) shall not be liable for
damages resulting from any action taken or recommendation made by him/her
while functioning in that capacity, if such action was made without malice.
Refer to Louisiana Revised Statutes 37:1733, which may be found in the back
of the booklet published by the Louisiana State Board of Dentistry.
PRESCRIPTIONS
Dentists qualified to dispense or administer controlled substances are
required to properly label all such substances and to maintain prescription
files on any controlled substance that is sold, administered, or dispensed.
The Louisiana Dental Practice Act (La. R.S. 37:794) requires that daily
records be kept for all dispensations and administrations, which shall
include the following information: identity of the controlled substance;
identity of the person to whom the substance was dispensed or administered;
date of dispensation or administration; and amount of the substance
dispensed or administered.
RADIOGRAPH EQUIPMENT REGISTRATION
The State
Department of Environmental Quality requires dentists to register their
radiograph equipment. The initial cost of registration is $95; annual
maintenance fee $88. Dentists are also required to maintain a copy of Chapters 1, 2, 4, 6 and 10 of
the DEQ Radiation Protection Regulations in their dental offices. To
request permit form DRC-6, contact:
Department
of Environmental Quality
Radiation
Licensing Section – Permits
Division
P.0. Box
82135
Baton
Rouge, LA 70884-2135
225-765-0143
www.deq.state.la.us/permits/radioactive_material_license.htm
SALES TAX EXEMPTION ON DENTAL MATERIALS
Louisiana
grants a sales and use tax exemption on dental devices that are used
exclusively by a patient or administered exclusively to a patient during
health care treatment.
On November 15, 2004,
the Louisiana Department of Revenue and Taxation issued Revenue Ruling No.
04-008, which clarifies the department’s interpretation of an expanded sales
tax exemption on dental devices. As a result, most Louisiana dentists should
soon be paying significantly less in sales taxes as they did before that
date. They should also be eligible for refunds of taxes collected on exempt
items by dental suppliers who have been unsure of how to interpret the
broader exemption since it originally became law.
Click here for a copy of the
Revenue Ruling, as well as the claim form for refund of taxes paid and a
sample list of items that should be exempt (not a definitive list, a sample
list compiled by the Sales Tax Exemption Task Force).
If you require assistance to determine which dental
materials are exempt from sales tax, contact the LDA at
800-388-6642, 225-926-1986 or e-mail info@ladental.org
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SHARPS DISPOSAL BY MAIL
The U.S.
Postal Service requires dentists to dispose of sharps in the following manner when mailing used
sharps and devices:
1. Used
sharps mailed through USPS must be sent first class or priority mail and
must bear the international biohazard symbol;
2. Used
sharps must be properly packaged in authorized containers and accompanied by
a manifest;
3.
Dentists should indicate on any container used to mail sharps the container
manufacturer’s name, USPS authorization number, and container ID number or
model number; and
4.
Containers must be securely sealed before mailing; liquid content may not
exceed 50 ml; they must contain sufficient absorbent material; and they
shall not exceed 35 pounds. Primary burden for compliance rests with
manufacturers and distributors of mailing kits.
For more
information, visit
www.usps.com
SILENT PPOs
Louisiana
Revised Statute 40:2203.1.B states that “a preferred provider organization’s
alternative rates of payment shall not be enforceable or binding upon any
provider unless such organization is clearly identified on the benefit card
issued by the group purchaser or other entity accessing a group purchaser’s
contractual agreement or agreements and presented to the participating
provider when medical care is provided.” Under this law, the contract rate
that will apply for service rendered is that which applies to the first
Louisiana-domiciled PPO plan listed on the benefit card. If no
Louisiana-domiciled plan is listed, the rate applied is for the first
out-of-state PPO listed. Violators of this law are subject to penalties of
up to double the fair market value of the services, but not less than the
greater of $50 per day of noncompliance or $2,000,
together with attorney fees to be determined
by the court. A provider may institute this action in any court of
competent jurisdiction.
For more information, contact the LDA at:
800-388-6642, 225-926-1986 or e-mail:
info@ladental.org
STATE BOARD OF DENTISTRY
The
Louisiana State Board of Dentistry is the state agency that regulates the
practice of dentistry, including licensure, disciplinary action, continuing
education monitoring, and enforcement of the State Dental Practice Act and
the Board’s rules and regulations. The Board strongly recommends that all
licensed dentists familiarize themselves with the booklet published by the
Board, containing the current State Dental Practice Act and the rules,
regulations and appendices that govern dentistry. For a copy of this book,
contact:
Louisiana
State Board of Dentistry
One Canal
Place, Suite 2680
365 Canal
Street
New
Orleans, LA 70130
504-568-8574
www.lsbd.org
UNIQUE PHYSICIAN IDENTIFICATION NUMBER
All
physicians, dentists, chiropractors, podiatrists, optometrists, etc. are
required by law to have a UPIN if they refer Medicare beneficiaries or order
services for them, even if Medicare is never billed directly. For a UPIN,
contact:
Medicare
Services
Post Office
Box 83860
Baton
Rouge, LA 70884-3860
225-231-2133
UNEMPLOYMENT COMPENSATION
Title 23,
Chapter 11 of the Louisiana Revised Statutes provides for short-term,
partial wage continuance to those with a work history, who are unemployed
through no fault of their own, and who are seeking work. With the exception
of religious, charitable and educational organizations, all employers must
join the fund. To protect themselves, employers are urged to:
1.
Prepare detailed job descriptions;
2. Hold effective job interviews;
3. Establish a written hiring agreement; and
4. Establish a written disciplinary system and termination procedure.
For more information about employers’ obligations, contact: Louisiana
Department of Labor, P.O. Box 94094, Baton Rouge, LA 70804-9094,
225-342-3202 or www.laworks.net
Employers
are also required to file federal unemployment tax returns annually. For
more information, contact: Internal Revenue Center, Memphis, TN 37501,
800-829-1040 or http://www.irs.gov/
USUAL AND CUSTOMARY FEE DISCLOSURE
Insurance
companies are required to disclose how they determine their “usual and
customary” level of fee reimbursement for dental treatment. Any company
licensed under Louisiana’s Insurance Code must provide patients the
following data, if dental reimbursement is based on a “usual and customary”
fee basis:
1. The
frequency of fee data update to determine maximum allowance;
2. A
specific description of the method used to determine usual and customary
fee, including geographical information and the percentile used to determine
the maximum allowable benefit.
Insurers
must make this information available to patients upon request. The LDA
offers an information sheet entitled Usual and Customary Disclosure: The
Law is on Your Side. For a copy, contact the LDA at
800-388-6642, 225-926-1986 or e-mail:
info@ladental.org
WORKERS’ COMPENSATION
Employers
are required to secure workers’ compensation insurance for their employees
through one of the following sources:
1.
Workers’ compensation insurer;
2.
Self-insurance;
3. Group
self-insurance.
Failure to
provide for workers’ compensation in one of the above ways can subject an
employer to a fine of up to $10,000, imprisonment for up to one year, or
both.
Additionally, employers must post a notice of compliance in a convenient and
conspicuous place, which sets forth certain rights and responsibilities of
injured employees. If the employer fails to post the notice, the time for
giving notice of the injury shall be extended to 12 months from the date of
injury. For a copy of the poster, visit
http://www.laworks.net/posters/Workers_Comp_ltr_color.pdf or contact:
State of
Louisiana
Office of Workers’ Compensation
P.O. Box 94040
Baton Rouge, LA 70808-9040
225-342-7555
To obtain workers’ compensation insurance
coverage, contact your local independent insurance agent.
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Last updated 6/29/06 |